Adversarial synchronization: the reset bound m(n-2)+1 is attained at m=3
Abstract
Lipin and Volkov introduced the mw(m)-synchronization game, in which Alice plays a nonempty word of length at most m and Bob replies with an arbitrary finite word, and proved that an n-state automaton on which Alice wins has a reset word of length at most m(n-2)+1. They observed that the bound is tight for m=2, wrote that they believed it is not tight for m ≥ 3, and asked whether every n-state mw(3)-automaton has a reset word of length 3n-6. We show that the bound is attained at m=3: for every n from 3 to 9 there is an n-state mw(3)-automaton whose reset threshold is exactly 3n-5=3(n-2)+1, so the question has a negative answer. At m=4 the evidence runs the other way, and we make it exact: over all four-state alphabets the Černý function of mw(4)-automata is 8=4(4-2), one below the bound, and n-state mw(4)-automata of reset threshold exactly 4(n-2) exist for n=4,…,7. Finally we separate the value from the class: Zhu's binary family attains 3n-5 for every n ≥ 4 but is not a mw(3)-automaton, its level in the mw(m)-hierarchy being 2n-3. All statements are machine-checked in Lean 4.
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Source snapshot 2026-08-30 15:34 UTC
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Claim ledger
Stated results
as-01candidate2026-08-23
The bound m(n-2)+1 of arXiv:2601.18362 Proposition 3.9 is ATTAINED at m = 3 for n = 3,...,9: an n-state 3/omega-automaton with reset threshold exactly 3n-5
as-02candidate2026-08-23
Question 3 of arXiv:2601.18362 is FALSE – not every 3/omega-automaton with n states has a reset word of length 3n-6; counterexample at n = 3,...,9 in Lean and n = 10 in C
as-03candidate2026-08-23
The same answer stated about the GAME and about WORDS rather than about a solver: Alice has a winning strategy in the 3/omega-game (inductive definition), and no word over the alphabet of length at most 3n-6 resets the automaton
as-04known data2026-08-23
The source's own printed values recomputed from its definitions: rt(Fₙ) = 2n-3 with Alice winning its 2/omega-game; rt(Cₙ) = (n-1)² with mlev(Cₙ) = binom(n,2); rt(Lᵏₘ) in both closed forms with Lᵏₘ in Aₖ minus Aₖ₊₁; Eₙ in Aₙ₋₁ minus Aₙ; and both Remarks after Theorem 3.6
as-05routine2026-08-23
The Cerny function of 3-state m/omega-automata over alphabets of at most 3 letters: f₃(3,m) = 2, 3, 4, 4, 4 for m = 1..5, so Proposition 3.9 is tight at m = 1, 2, 3 and not at m >= 4
as-06routine2026-08-23
Negative controls: a non-synchronizing automaton on which Bob wins every m/omega-game; a synchronizing automaton that is not a 3/omega-automaton; reset-length claims refuted one too high and one too low; the m = 1 case matching the source's C_(Aₒmega)(n) = n-1; and a falsifiability control on the certificate machinery
as-R1routine2026-08-23
The reset threshold of each tight witness stated entirely about WORDS: an explicit reset word of length exactly 3n−5 for n = 3,…,9, plus (cited, not re-proved) that no shorter word resets
as-R2routine2026-08-23
The reset words all have the block shape Proposition 3.9's proof predicts: the unique non-permutation letter has deficiency 1 and occurs exactly n−1 times, at positions 0,3,…,3(n−2)
as-07candidate2026-08-23
The bound m(n−2)+1 of arXiv:2601.18362 Prop. 3.9 is NOT attained at m = 4 when n = 4, over every alphabet GIVEN the classification of the reset-threshold-9 classes (the classification is the nineList hypothesis, discharged externally; see as-13 for the conditional theorem stated correctly): f(4,4) = 8 < 9. Every one of the 24 isomorphism classes of 4-state automata of reset threshold 9 loses the 4/ω-game (and the 5/ω-game), and there is a 4-state 4/ω-automaton of reset threshold 8
as-08candidate2026-08-23
f(n,4) ≥ 4(n−2) for n = 4,5,6,7 — an n-state automaton on which Alice wins the 4/ω-game, Bob wins the 3/ω-game, and whose reset threshold is exactly 4(n−2), one below Proposition 3.9's 4(n−2)+1
as-09routine2026-08-23
Complete Černý-function sweeps for m/ω-automata that the source never computed: f₃(5,m) = 4,6,9,12,13,15,15,15,16,16 for m = 1..10; f₄(5,4) = 12 < 13, complete over all alphabets of n−1 = 4 letters — the size at which the m = 3 bound *does* become attainable; and f₂(4,m) = 3,4,6,6,8,9 re-derived inside Lean over all 32 896 two-letter alphabets
as-10routine2026-08-23
Bob's side of the game, certified: a checked *trap* — a set of positions containing the start, containing no singleton, and closed under "Alice moves, Bob replies" — implies ¬ AliceWinsFrom A m A.full, the converse direction of Game.lean's bridge
as-11routine2026-08-23
The landed m = 3 witnesses are letter-minimal: no letter of W₅, W₆, W₇, W₈ can be deleted — every proper sub-alphabet fails to be a 3/ω-automaton, certified on Bob's side at n = 6. Same for the m = 4 witnesses E₆, E₇ at m = 4
as-12routine2026-08-23
Negative controls for the m = 4 layer: a synchronizing automaton that is not a 4/ω-automaton (with Bob's win certified); reset thresholds refuted one too high and one too low; the witnesses shown synchronizing; Proposition 3.9 respected strictly; the m = 3 witnesses shown to be 4/ω-automata but with the smaller reset threshold 3n−5; and the trap machinery shown falsifiable
as-R3routine2026-08-23
The lower half of "3 is the level" restated about the game: for n = 3,…,9 Alice has no winning strategy in the 2/ω-game on the tight witness Wₙ, via an explicit checked trap for Bob — so boundₜightₘ3_game says "Alice wins at 3 and loses at 2" with no decision procedure in the statement
as-R4routine2026-08-23
Bob's strategy on a tight witness is one letter: his reply table has exactly n-1 nonempty entries, each a single letter, sitting at exactly the n-1 pairs q,z that contain the state z missing from the image of the deficiency-1 letter — so Alice's winning region in the 2/ω-game is the n singletons plus those n-1 pairs, 2n-1 of 2ⁿ positions
as-13routine2026-08-23
Given the classification of the 4-state alphabets of reset threshold ≥ 9 (the 24 classes of nineList, stated as an explicit hypothesis), f(4,4) = 8: every four-state alphabet — any number of letters, any order, repetitions allowed — on which Alice wins the 4/ω-game has reset threshold ≤ 8, and E4 attains 8; same upper half at m = 5. Plus the game isomorphism that makes the quantifier possible: Alice's winning region transports along a relabelling of the states and a reindexing of the letters
as-14routine2026-08-23
Controls for the conditional form: deleting one of the 24 classes makes the classification hypothesis false (witnessed by the deleted alphabet); E4 does not relabel into the list; the Černý automaton 𝒞₄ does; and the review's count of 576 labelled 4-state alphabets of reset threshold 9 is reproduced inside Lean from nineList alone, all 576 with rt = 9, all 576 lost by Alice at m = 4
as-Z1known data2026-08-23
Zhu's binary family Fₙ (arXiv:2607.19675, Definition Z:2192) has reset threshold exactly 3n−5 for n = 4,…,10, and his other claims about it — wₙ = a^(n−2)b^(n−1)a^(n−2) resets to state 1, one-cluster with m = 2 and ℓ = n−2, strongly connected — hold as stated
as-Z2candidate2026-08-23
Fₙ is not a 3/ω-automaton: Bob wins the 3/ω-game on Zhu's Fₙ for every n = 4,…,10, so attaining Lipin–Volkov's Proposition 3.9 value 3(n−2)+1 = 3n−5 does not imply that it is a 3/ω-automaton
as-Z3candidate2026-08-23
The level of Fₙ in the m/ω-hierarchy is 2n−3: Bob wins at m = 2n−4 and Alice wins at m = 2n−3, for n = 4,…,8; at n = 4, 5, 6 Alice's win is certified as AliceWinsFrom
as-Z4routine2026-08-23
Controls: the reversed-orientation sibling of Fₙ has reset threshold 2n−3 for odd n (Zhu's Remark Z:2757, Gusev–Pribavkina) and is not synchronizing at all for even n = 4, 6, 8, 10, which the Remark does not say; the trap builder refuses F₄ at m = 5 where Alice wins, and the strategy-certificate builder refuses it at m = 4 where Bob wins; rt(F₆) is neither 12 nor 14; no word of length 3n−6 resets Fₙ for n = 4,…,8
as-R5routine2026-08-23
The m = 4 witnesses' reset threshold stated entirely about WORDS: an explicit reset word of length exactly 4(n−2) for n = 4,…,7, plus (cited, not re-proved) that no shorter word resets — so Proposition 3.9's bound 4(n−2)+1 is missed by one, with no decision procedure in the statement
as-R6routine2026-08-23
The m = 4 reset words are n−2 blocks of four with NO leading letter — the first block drops the image by two, each later block by exactly one — which is why the length is 4(n−2) and not Proposition 3.9's 4(n−2)+1
as-U1candidate2026-08-30
Proposition 3.9's bound m(n−2)+1 is ATTAINED at m = 3 for every n ≥ 3: the explicit n-state, (n−1)-letter automaton 𝒰ₙ = (0↦1) + the 3-cycles (0 1 j) is a 3/ω-automaton whose shortest reset word has length exactly 3n−5, proved for all n with no decision procedure in the statement
as-U2candidate2026-08-30
Question 3 of arXiv:2601.18362 is FALSE for every n ≥ 3: no word of length 3n−6 resets 𝒰ₙ, while 𝒰ₙ is a 3/ω-automaton
as-U3candidate2026-08-30
The level of 𝒰ₙ in the m/ω-hierarchy is exactly 3 for every n ≥ 3: Bob wins the 2/ω-game, proved by induction on Alice's inductive winning predicate rather than by a per-n trap certificate
as-U4routine2026-08-30
Core.lean's independent decision procedures agree with the general theorems at n = 3,…,8: aliceWins (𝒰ₙ) 3 = true, resetThreshold (𝒰ₙ) = 3n−5, hasResetWord (𝒰ₙ) (3n−6) = false, and the transition tables are the ones the definition prints
as-U5routine2026-08-30
3 is the least m for which 𝒰ₙ is an m/ω-automaton, by the solver: aliceWins (𝒰ₙ) 2 = false for n = 3,…,8 and mlev (𝒰ₙ) = 3 for n = 4,5,6
as-U6routine2026-08-30
Negative controls: one 3-cycle replaced by a transposition gives reset threshold exactly 3n−6 yet is still a 3/ω-automaton; deleting one permutation makes the automaton non-synchronizing; a different admissible permutation choice reproduces 3n−5; the reset length refuted one too high and one too low; the automata are synchronizing
as-U7candidate2026-08-30
Within the Černý shape (one letter a: 0 ↦ 1 plus permutations — the shape of 𝒞ₙ, of the source's ℱₙ and of 𝒰ₙ), a synchronizing automaton always admits a word of length at most two that puts the mergeable pair back together after the first merge: the second merge is at most three letters after the first, never four
as-U8routine2026-08-30
The class of as-U7 is not empty and contains the objects it is about: 𝒰ₙ is Černý-shaped (Uₑqₛhaped, [propext, Quot.sound]) and so is Core.lean's Černý automaton 𝒞ₙ (cernyₑqₛhaped)
Provenance
- Generated by
- Machina Mathematica
- Released by
- Korea Superintelligence Labs
- Source context
- Source. Anton E. Lipin, Mikhail V. Volkov, *Adversarial Synchronization*, arXiv:2601.18362 (v1, 26 Jan 2026, cs.FL + cs.GT). Read from the paper's own LaTeX source (synchrostruggle.tex);:NNN citations in the Lean docstrings and in journal/2026-08-23-adv-sync.md are line numbers in that file.
- Snapshot
- 2026-09-07 03:53 UTC
- Ledger commit
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