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Formal Languagescs.FLIS-MM-mfn-memo-min
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Minimum memoization sets versus MFN memoization: two conjectures refuted, with an unbounded gap

Abstract

A backtracking regular expression matcher runs in linear time exactly when the underlying memoized automaton has no infinite degree of ambiguity (IDA), and a set of states whose memoization removes IDA is a memoization set. Berglund, van der Merwe and le Roux (NCMA 2026) propose memoizing a minimum feedback vertex set of the automaton, computed in one pass over the parse tree; they call the resulting set MFN, and they conjecture (Conjecture 1) that some minimum memoization set always lies inside MFN, equivalently (Conjecture 2) that the greedy refinement IAR⁺ of MFN reaches a minimum memoization set for some order of the states. We show that both conjectures are false for the Glushkov construction. The regular expression R₀=((a | a⁺) b)^(*), with seven parse-tree nodes, has minimum memoization number 1, attained by the single state b₃, which is not a feedback vertex set, while MFN(Gl(R₀)) is a genuine minimum feedback vertex set of size 2 and no state of it can be removed without re-introducing IDA, so IAR⁺ returns it for every order. The failure is not sporadic: for Rₖ=((a | a⁺ | … | a⁺) b)^(*) with k copies of a⁺ the smallest memoization set inside MFN has size k+1 while the minimum memoization number is 1, so restricting the search to MFN costs a factor linear in the size of the expression. An exhaustive enumeration over the two-letter alphabet shows that seven is the least size at which the conjecture fails: it holds on all 10 560 expressions of size at most six and fails on exactly eight of the 56 457 of size seven, all equivalent to R₀ under obvious symmetries. We also correct the source's Example 7 and reproduce every Glushkov value it prints. All of this is machine-checked in Lean 4; a separate C program, reported as such, extends the enumeration to all 136 524 153 expressions of size at most eleven, finds the first Thompson counterexamples at size eight, and over the same range finds no violation of the source's Theorems 4 and 5 and 1 248 832 instances of the varepsilon-loop exception to its Theorem 3.

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Claim ledger

Stated results

9 entries
MM1candidate2026-09-03

Conjecture 1 of arXiv:2606.26678v1 (p. 10) is FALSE for the Glushkov construction: R0 = ((a | a+) b)*, seven parse-tree nodes, has minimum memoization number 1 – attained by b3, which is not a feedback vertex set – while MFN(Gl(R0)) = a1,a2 is a genuine MINIMUM feedback vertex set (mfvs = 2) whose cheapest memoization subset has size 2; neither a1 nor a2 removes IDA

MM2candidate2026-09-03

Conjecture 2 of arXiv:2606.26678v1 (p. 10) is FALSE, and directly rather than through the source's Observation 3: for R0 = ((a | a+) b)* no state of MFN(Gl(R0)) can be deleted without re-introducing IDA, so IAR+ returns MFN(Gl(R0)), of size 2, for EVERY order on the states, against a minimum memoization number of 1

MM3candidate2026-09-03

The failure of Conjecture 1 is unbounded, not sporadic: for Rk = ((a | a+ |... | a+) b)* with k copies of a+ (size 3k+4), |MFN(Gl(Rk))| = k+1 and every memoization set inside MFN has size k+1, while the minimum memoization number is 1 – so the MFN-restricted optimum, i.e. what IAR+ can reach, is Omega(|R|) times the true optimum (k = 1,2,3,4 checked)

MM4correction2026-09-03

Erratum in arXiv:2606.26678v1, Example 7 (p. 11 of the arXiv PDF): 'By Algorithm 2, the Glushkov PTA would select a1, giving |MFN| = 1' is wrong for (a|a)*. Algorithm 2 takes the union o u o' at an alternation – the smaller-of-two choice is made only at a concatenation – so it returns a1,a2; and a1 could not be the answer in any case, because the star puts last x first = a1,a2 x a1,a2 into follow, giving a2 a self-loop, so a1 is not a feedback vertex set. |MFN(Gl((a|a)*))| = 2 = the MFVS number

MM5known2026-09-03

Compute-first-values gate: every Glushkov MFN value the source prints is reproduced from the definitions – Example 2 (p. 9) |MFN(Gl((a+)+))| = 1; Examples 3 and 8 (pp. 10, 11) MFN(Gl(((a a? | a a?) a a?)*)) = a5 with minimum memoization number 1; Example 4 (p. 10) MFN(Gl(((a b? | c d?) e f?)*)) = e with minimum memoization number 0 ('no memoization is required at all'); Example 5 (p. 10) MFN(Gl(((a|b|c|d) e)*)) = e

MM6routine2026-09-03

Negative controls: MFN is not always a minimum memoization set (MFN(Gl(a*)) = a1 but no memoization is needed), Conjecture 1 is not false everywhere ((a|a)* and ((a|a)b)* satisfy it, the latter with minimum memoization number 1), and the IDA predicate is neither constantly true nor constantly false

MM7measurement2026-09-03

The smallest counterexample to Conjecture 1 over the alphabet a,b has SEVEN parse-tree nodes: Conjecture 1 holds for the Glushkov construction on all 10,560 regexes of size at most 6 and fails on exactly 8 of the 56,457 of size 7, which are ((a|a+)b)* up to swapping the branches of the alternation, exchanging the two letters, and replacing the outer * by +; each has minimum memoization number 1, |MFN| = 2 and mfvs = 2. The range is not vacuous – 104 of the 10,560 regexes of size <= 6, and 1544 of the 67,017 of size <= 7 (so 1440 at size 7 alone), have 0 < minMemoIn(MFN) < |MFN|, the only situation in which the conjecture could fail. Enumeration counts 3, 9, 45, 243, 1431, 8829, 56457

MM8measurement2026-09-03

The census extended to size 11 – all 136,524,153 regexes over a,b – by a C program cross-checked against the Lean census (sizes <= 7) and an independent Python implementation (sizes <= 5): Conjecture 1 fails for Gl(R) on 0, 8, 48, 520, 4200, 34928 regexes of sizes 6..11 and for Th(R) on 0, 0, 8, 56, 672, 6072, of which 0, 0, 0, 24, 224, 3272 have an epsilon-loop in the Thompson NFA. The smallest Thompson counterexamples have EIGHT nodes and are epsilon-loop-free: (a(b+|b+))* and ((a+|a+)b)*, with |MFN(Th)| = 2 against a minimum memoization number of 1

This ledger entry is reported in prose and is not bound to a Lean theorem.
MM9measurement2026-09-03

The source's proved theorems confirmed over the same 136,524,153 regexes: ZERO violations of Theorem 5 (|MFN(Th(R))| <= |MFN(Gl(R))|), ZERO cases where the Glushkov MFN fails to be a minimum feedback vertex set (Theorem 4), and 1,248,832 where the Thompson MFN is not one (Theorem 3) – every single one of them with an epsilon-loop, i.e. exactly the exception the source states for Algorithm 1, which is thereby confirmed and shown non-vacuous

This ledger entry is reported in prose and is not bound to a Lean theorem.

Provenance

Generated by
Machina Mathematica
Released by
Korea Superintelligence Labs
Source context
arXiv:2606.26678v1 = EPTCS 446 (2026) 1-17, DOI 10.4204/EPTCS.446.1. Martin Berglund (Umeå), Brink van der Merwe (Stellenbosch), Iain le Roux (Stellenbosch), *Selective Memoization for Efficient Backtracking Regular Expression Matching*, In Proceedings NCMA 2026 (arXiv:2606.25881), submitted 25 June 2026, v1 is the only version (checked live 2026-09-03). The paper's footnote says the authors are listed alphabetically and that le Roux was lead author. Page numbers everywhere in this family are pages of the arXiv PDF of v1, never of the raw LaTeX (which carries unresolved ref
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2026-09-07 03:53 UTC
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