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Group Theorymath.GRIS-MM-free-indep-ball
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The largest independent subset of a sphere or a ball in a free group: exact values, and the coincidence with the maximum rank

Abstract

Let Fᵣ be the free group of rank r, let Sₙ be its sphere of radius n — the freely reduced words of length exactly n — and let Bₙ be the corresponding ball. A subset X of a group is independent when no element of X lies in the subgroup generated by the others. Koch-Hyde and Olive (arXiv:2609.00382) determine the largest rank ρ(r,n) of a subgroup of Fᵣ generated by elements of Sₙ, or of Bₙ, answering a problem of Dotsenko, and close by asking for the largest independent subset of Sₙ and of Bₙ. They leave that question open, recording only that the answer is Θ(√(2r-1)ⁿ) and that ρ(r,n) + ⌊ log₂ v(r,n)⌋ is an upper bound, v(r,n) being their bound on the number of vertices of a Stallings core graph. We determine the answer in four cells. For every rank r, the largest independent subset of S₁ and of B₁ has exactly r elements. In F₂ the largest independent subset of S₂ and of B₂ has exactly 3 elements and that of S₃ has exactly 6; in F₃ the largest independent subset of S₂ and of B₂ has exactly 5. Every one of these numbers is ρ(r,n) exactly, so in each settled cell the logarithmic slack in the stated bound is unused, and in the cells of radius at least two both bounds recorded in the source are strict. The coincidence is not formal: {a²,a³} is independent of size two and generates a subgroup of rank one. Whether it persists we leave as a question. The upper bounds rest on exhaustive finite computation — for each cell, a list of certified word identities among the inverse classes of the sphere or the ball, together with an enumeration of all index sets avoiding them. Every theorem, proposition and lemma below is machine-checked in Lean 4 against Mathlib.

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Claim ledger

Stated results

9 entries
FI1routine2026-09-03

The largest independent subset of the sphere S₁ in Fᵣ has exactly r elements, for EVERY rank r: IsGreatest (sphSizes r 1) r. Lower bound: the free basis, independent by the homomorphism killing all generators but xᵢ and sending xᵢ to a transposition. Upper bound: a word of norm one is xᵢ⁺⁻¹ for a unique i and an independent set holds at most one of x, x⁻¹, so recording the letter injects the set into the r generators.

FI2routine2026-09-03

The same for the ball: IsGreatest (balSizes r 1) r for every rank r. The identity lies in B₁ but in no independent set (1 belongs to every subgroup), so the ball answers as the sphere does.

FI3candidate2026-09-03

r = 2, n = 2: the largest independent subset of S₂ and of B₂ in F₂ has exactly 3 elements – IsGreatest (sphSizes 2 2) 3 and IsGreatest (balSizes 2 2) 3. Witness a⁻2, ab, ab⁻1 with three S₃ certificates; upper bound by 7 (resp. 17 + the identity) certified circuits over the 6 (resp. 8) inverse classes, kernel-checked with no native_decide.

FI4candidate2026-09-03

r = 3, n = 2: the largest independent subset of S₂ and of B₂ in F₃ has exactly 5 elements – IsGreatest (sphSizes 3 2) 5 and IsGreatest (balSizes 3 2) 5. Witness a⁻2, ab, ab⁻1, ac, ac⁻1 (the paper's own Q₃(1) up to inverting one element); upper bound by 197 (resp. 288 + the identity) certified circuits over the 15 (resp. 18) inverse classes.

FI5candidate2026-09-03

r = 2, n = 3: the largest independent subset of the sphere S₃ in F₂ has exactly 6 elements – IsGreatest (sphSizes 2 3) 6. Witness the six length-three words a⁻3, (aba)⁻1, (ab⁻1a)⁻1, (bab)⁻1, (ba⁻1b)⁻1, b⁻3; upper bound by certified circuits over the 18 inverse classes.

FI6routine2026-09-03

r = 2, n = 3, ball: 6 is realised by an independent subset of B₃ in F₂, i.e. 6 in balSizes 2 3. Immediate from FI5 because S₃ is contained in B₃; recorded separately because the matching upper bound is NOT kernel-bound here (see FI8).

FI7candidate2026-09-03

In every cell settled here the answer to the source's Problem coincides exactly with the answer to Dotsenko's problem: the largest independent subset of Sₙ and of Bₙ has exactly rho(r,n) elements, where rho is the maximum RANK of a subgroup generated by elements of Bₙ as computed in the source's maximum-rank theorem (source label thm:max rank). Verified at (r,1) for every r and at (2,2), (3,2), (2,3) (ball at (2,3) as a lower bound). In particular the floor(log₂ v(r,n)) slack in the upper bound the source states without proof is never used; independence is strictly weaker than being a basis (a², a³ is independent of rank one, proved in Controls), so the coincidence is not formal.

FI8measurement2026-09-03

Measured: the largest independent subset of the ball B₃ in F₂ has exactly 6 elements (exhaustive search over the 26 inverse classes with a Stallings-folding membership oracle, 2176 search nodes, 1.5 s), but only the lower bound is kernel-bound. The Lean-side upper bound enumerates Finset (Fin N) index sets; measured at N = 19 it costs 225 s end to end, so N = 26 is 2⁷ times larger, about 8 CPU-h – over the cap and parked. Also measured and parked: the largest independent subset of S₄ in F₂ (54 inverse classes, rho = 9), whose plain depth-first search over inverse classes was killed at 1800 s of one core with no answer.

This ledger entry is reported in prose and is not bound to a Lean theorem.
FI9routine2026-09-03

Negative controls: 4 is not in sphSizes 2 2 nor in balSizes 2 2 (the value is not larger); 2 is not the greatest (the value is not smaller); the three sphere classes a⁻2, ab, a⁻1 b are NOT independent, and neither is x, x⁻1 nor x, x², so Independent is a real restriction on subsets of the very sphere in question; the identity is in every ball, in no sphere of positive radius and in no independent set; the combinatorial core of each upper bound does not prove a smaller bound (it is tight); and a², a³ is independent while generating the cyclic subgroup <a>, so an independent set can be larger than the rank of what it generates – which is what makes FI7 a statement rather than a tautology.

Provenance

Generated by
Machina Mathematica
Released by
Korea Superintelligence Labs
Source context
Lucy Koch-Hyde and Éamonn Olive, *Two problems about subgroups of free groups concerning the lengths of their generators*, arXiv:2609.00382v1 (math.GR + math.CO, submitted 2026-08-31; the live version is still v1), solve two open problems — Dotsenko's problem F42 from Kapovich–Myasnikov–Shpilrain's *Combinatorial group theory: Open problems on infinite groups* (De Gruyter, 2026), and Grigorchuk's problem 10.13 of the Kourovka Notebook — and close by posing three. The third, verbatim:
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